-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwpESpHy1dGx3e0MpzHgor0AICKubJ0YWqFLxyLr49GOQFR4aQ3hCJSUZ4QuIl5O rg2OZfwWKmY+0qS6OzD4qA== 0000950133-01-501866.txt : 20010716 0000950133-01-501866.hdr.sgml : 20010716 ACCESSION NUMBER: 0000950133-01-501866 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010713 GROUP MEMBERS: CARLSON CAPITAL L P GROUP MEMBERS: CARLSON OFFSHORE ADVISORS, L.P GROUP MEMBERS: CLINT D. CARLSON GROUP MEMBERS: DOUBLE BLACK DIAMOND OFFSHORE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORIDA BANKS INC CENTRAL INDEX KEY: 0001058802 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 582364573 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-55821 FILM NUMBER: 1681062 BUSINESS ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE 310 CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9042962329 MAIL ADDRESS: STREET 1: 5210 BELFORT ROAD SUITE CITY: JACKSONVILLE STATE: FL ZIP: 32256 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 752494317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 8173210213 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1600 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 w51298asc13da.txt SCHEDULE 13D (AMENDMENT NO. 1) 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13D/A (RULE 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* FLORIDA BANKS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 340560101 - -------------------------------------------------------------------------------- (CUSIP number) Howard B. Adler, Esq. Gibson, Dunn & Crutcher LLP 1050 Connecticut Avenue, N.W. Washington, D.C. 20036 (202) 955-8589 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) June 29, 2001 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. - --------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 2
- ---------------------------------------- ------------------------------------- CUSIP NO. 340560101 13D/A PAGE 2 OF 9 PAGES ----- ------ - ---------------------------------------- ------------------------------------- - --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CARLSON CAPITAL, L.P. I.R.S. IDENTIFICATION NO. 75-249-4317 - --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - --------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) - --------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 ------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 549,300 ------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH REPORTING 0 ------------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 549,300 - --------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 549,300 - --------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.15% - --------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, PN - ---------------------------------------------------------------------------------------------------------------------
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- ---------------------------------------- ------------------------------------- CUSIP NO. 340560101 13D/A PAGE 3 OF 9 PAGES ----- ------ - ---------------------------------------- ------------------------------------- - --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CARLSON OFFSHORE ADVISORS, L.P. I.R.S. IDENTIFICATION NO. 75-273-3266 - --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - --------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) - --------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - --------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 ------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 549,300 ------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH REPORTING 0 ------------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 549,300 - --------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 549,300 - --------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.15% - --------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, PN - ---------------------------------------------------------------------------------------------------------------------
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- ---------------------------------------- ------------------------------------- CUSIP NO. 340560101 13D/A PAGE 4 OF 9 PAGES ----- ------ - ---------------------------------------- ------------------------------------- - --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DOUBLE BLACK DIAMOND OFFSHORE LDC I.R.S. IDENTIFICATION NO. - --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - --------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) - --------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - --------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 ------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 340,705 ------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH REPORTING 0 ------------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 340,705 - --------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 340,705 - --------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.68% - --------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IV, CO - ---------------------------------------------------------------------------------------------------------------------
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- ---------------------------------------- -------------------------------------- CUSIP NO. 340560101 13D/A PAGE 5 OF 9 PAGES ----- ------ - ---------------------------------------- -------------------------------------- - --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CLINT D. CARLSON S.S. NO. - --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - --------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) - --------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - --------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 21,200 ------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 549,300 ------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH REPORTING 21,200 ------------------------------------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 549,300 - --------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,200 - --------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [x] - --------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.35% - --------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------------------------------------------------
5 6 EXPLANATORY NOTE This Amendment No. 1 is filed by Carlson Capital, L.P., a Delaware limited partnership, and Carlson Offshore Advisors, L.P., a Delaware limited partnership (together, the "Partnership Reporting Persons") and Double Black Diamond Offshore LDC, a Cayman Islands limited duration company, and Clint D. Carlson, an individual (together with the Partnership Reporting Persons, the "Reporting Persons"), to amend the Schedule 13D filed with the Securities and Exchange Commission on July 9, 2001, relating to shares of Common Stock, $0.01 par value (the "Common Stock"), of Florida Banks, Inc., a Florida corporation (the "Issuer"). This Amendment No. 1 is filed for purposes of revising the percentages of Common Stock of Issuer beneficially owned by the Reporting Persons. Item 5 of Schedule 13D is hereby amended and restated in its entirety as follows. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) This amended statement on Schedule 13D/A relates to (i) 549,300 shares of Common Stock deemed beneficially owned by the Partnership Reporting Persons, which constitutes approximately 9.15% of the issued and outstanding shares of Common Stock and of which 294,100 shares the Partnership Reporting Persons have the right to acquire through conversion of Series B Preferred Stock; and (ii) 21,200 shares of Common Stock deemed beneficially owned individually by Clint D. Carlson, which constitutes approximately 0.35% of the issued and outstanding shares of Common Stock and which together with the 549,300 shares of Common Stock that Clint D. Carlson may be deemed to beneficially own but to which he has disclaimed beneficial ownership constitutes 9.5% of the issued and outstanding shares of Common Stock. Of the 549,300 shares of Common Stock referenced above, this amended statement on Schedule 13D/A relates to 340,705 shares of Common Stock that are also deemed beneficially owned by Double Black Diamond Offshore LDC, a private investment fund of which Carlson Offshore Advisors, L.P. serves as investment adviser, which constitutes approximately 5.68% of the issued and outstanding shares of Common Stock and of which 198,520 shares Double Black Diamond Offshore LDC has the right to acquire through conversion of Series B Preferred Stock. (b) The Partnership Reporting Persons and Clint D. Carlson have shared voting and dispositive power with respect to 549,300 shares of Common Stock. Clint D. Carlson has sole voting and dispositive power with respect to 21,200 shares of Common Stock. Double Black Diamond Offshore LDC has shared voting and dispositive power with respect to 340,705 shares of Common Stock. (c) Within the past 60 days, accounts of or managed by the Reporting Persons purchased or sold shares of Series B Preferred Stock, which is convertible into a certain number of shares of Common Stock, on the dates in the amounts and at the prices set forth on Exhibit A annexed hereto and incorporated by reference herein. Except as noted in Item 4, all of such purchases and sales were made on the open market. (d) The private investment funds and managed accounts to which the Partnership Reporting Persons serve as investment adviser and/or general partner and for whose accounts the Common Stock is beneficially held, including Double Black Diamond Offshore LDC, have the right to receive dividends from or proceeds from the sale of the Common Stock. (e) Not applicable. 6 7 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 13, 2001 CARLSON CAPITAL, L.P. CARLSON OFFSHORE ADVISORS, L.P. /s/ Clint D. Carlson -------------------------------------------------------- By: Clint D. Carlson, President of the General Partner DOUBLE BLACK DIAMOND OFFSHORE LDC /s/ Clint D. Carlson -------------------------------------------------------- By: Clint D. Carlson, Director Double Black Diamond Ltd. CLINT D. CARLSON, AN INDIVIDUAL /s/ Clint D. Carlson -------------------------------------------------------- By: Clint D. Carlson 7 EX-99.A 2 w51298aex99-a.txt TRANSACTIONS IN SHARES OF COMMON STOCK 1 EXHIBIT A Transactions in Shares of Common Stock Within Past 60 Days Transactions by Account No. 1
------------------------------------------------------------------------------------------------- Trade Type Trade Date Quantity Price ($) ---------- ---------- -------- --------- ------------------------------------------------------------------------------------------------- Buy June 29, 2001 9,558* $68 per share -------------------------------------------------------------------------------------------------
Transactions by Account No. 2
------------------------------------------------------------------------------------------------- Trade Type Trade Date Quantity Price ($) ---------- ---------- -------- --------- ------------------------------------------------------------------------------------------------- Buy June 29, 2001 19,852* $68 per share -------------------------------------------------------------------------------------------------
* The shares purchased on June 29, 2001 were Series B Preferred Stock of Issuer, of which each share of Series B Preferred Stock is convertible into ten shares of Common Stock of Issuer at any time at the option of the holder of the shares of Series B Preferred Stock. 8 EX-99.B 3 w51298aex99-b.txt JOINT FILING STATEMENT 1 EXHIBIT B JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing amended statement on Schedule 13D/A is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning any other, except to the extent that it knows or has reason to believe that such information is inaccurate. Dated this 13th day of July, 2001. CARLSON CAPITAL, L.P. CARLSON OFFSHORE ADVISORS, L.P. /s/ Clint D. Carlson -------------------------------------------------------- By: Clint D. Carlson, President of the General Partner DOUBLE BLACK DIAMOND OFFSHORE LDC /s/ Clint D. Carlson -------------------------------------------------------- By: Clint D. Carlson, Director, Double Black Diamond Ltd. CLINT D. CARLSON, AN INDIVIDUAL /s/ Clint D. Carlson -------------------------------------------------------- By: Clint D. Carlson 9 -----END PRIVACY-ENHANCED MESSAGE-----